0001615774-16-004224.txt : 20160216 0001615774-16-004224.hdr.sgml : 20160215 20160216173058 ACCESSION NUMBER: 0001615774-16-004224 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20160216 DATE AS OF CHANGE: 20160216 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Enumeral Biomedical Holdings, Inc. CENTRAL INDEX KEY: 0001561551 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 990376434 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-88781 FILM NUMBER: 161430552 BUSINESS ADDRESS: STREET 1: 200 CAMBRIDGEPARK DRIVE, SUITE 2000 CITY: CAMBRIDGE STATE: MA ZIP: 02140 BUSINESS PHONE: (617) 674-1865 MAIL ADDRESS: STREET 1: 200 CAMBRIDGEPARK DRIVE, SUITE 2000 CITY: CAMBRIDGE STATE: MA ZIP: 02140 FORMER COMPANY: FORMER CONFORMED NAME: CERULEAN GROUP, INC. DATE OF NAME CHANGE: 20121102 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Tompkins Mark N. CENTRAL INDEX KEY: 0001455971 FILING VALUES: FORM TYPE: SC 13G MAIL ADDRESS: STREET 1: APP. 1, VIA GUIDINO 23 CITY: LUGANO-PARADISO STATE: V8 ZIP: 6900 SC 13G 1 s102658_sc13g.htm SC 13G

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

Schedule 13G

 

Under the Securities Exchange Act of 1934

 

ENUMERAL BIOMEDICAL HOLDINGS, INC.

(Name of Issuer)

 

Common Stock

(Title of Class of Securities)

 

294017108

(CUSIP Number)

 

December 31, 2015

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o Rule 13d-1(b)

o Rule 13d-1(c)

x Rule 13d-1(d)

 

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

 

CUSIP No. 294017108

  1. Names of Reporting Persons: Mark N. Tompkins

 

  2. Check the Appropriate Box if a Member of a Group (See Instructions)
    (a) o
    (b) o

 

  3. SEC Use Only

 

  4. Citizenship or Place of Organization:   Canada

 

Number of
Shares
Beneficially
Owned by
Each Reporting
Person With
   
5. Sole Voting Power      3,500,0001

 

6. Shared Voting Power    0

 

7. Sole Dispositive Power 3,500,0001

 

8. Shared Dispositive Power   0

 

  9. Aggregate Amount Beneficially Owned by Each Reporting Person 3,500,0001

 

  10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o

 

  11. Percent of Class Represented by Amount in Row (9)   6.6%2

 

  12. Type of Reporting Person (See Instructions)   IN
             

 


 

1Consists of 2,300,000 shares of Issuer common stock and warrants to purchase 1,200,000 shares of Issuer common stock.
  
2Based on 51,732,571 shares of Common Stock of the Issuer issued and outstanding as of as of November 6, 2015, as reported in the Issuer’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2015.

 

 

 

 
Item 1.
  (a) Name of Issuer:   Enumeral Biomedical Holdings, Inc.
  (b) Address of Issuer's Principal Executive Offices:
    200 Cambridge Park Drive, Suite 2000
Cambridge, MA 02140
Item 2.
  (a) Name of Person Filing   Mark N. Tompkins
  (b) Address of Principal Business Office or, if none, Residence:
   

App. 1, Via Guidino 23

6900 Lugano-Paradiso

Switzerland

  (c) Citizenship:   Canada
  (d) Title of Class of Securities: Common Stock
  (e) CUSIP Number:   294017108
 
Item 3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
  (a) o Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
  (b) o Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
  (c) o Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
  (d) o Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
  (e) o An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
  (f) o An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
  (g) o A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
  (h) o A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
  (i) o A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
  (j) o A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
  (k) o Group, in accordance with §240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:

 

 

 

  

Item 4. Ownership.
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
  (a) Amount beneficially owned:           3,500,000
  (b) Percent of class: 6.6%3
  (c) Number of shares as to which the person has:
    (i) Sole power to vote or to direct the vote. See Item 5 of cover page.
    (ii) Shared power to vote or to direct the vote. See Item 6 of cover page.
    (iii) Sole power to dispose or to direct the disposition of. See Item 7 of cover page.
    (iv) Shared power to dispose or to direct the disposition of. See Item 8 of cover page.
 
Item 5. Ownership of Five Percent or Less of a Class
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following o.
 
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
Not applicable.
 
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
Not applicable.
 
Item 8. Identification and Classification of Members of the Group
Not applicable.
 
Item 9. Notice of Dissolution of Group
Not applicable.
 
Item 10. Certification
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under §240.14a-11.

 


 

3Based on 51,732,571 shares of Common Stock of the Issuer issued and outstanding as of as of November 6, 2015, as reported in the Issuer’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2015.

 

 

 

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

  Dated: February 16, 2016
   
   
  /s/ Mark N. Tompkins
  Signature
   
  Name:  Mark N. Tompkins

 

 

Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001)